Role Scope SummaryThis centralised role supports our global regulated entities and involves responsibilities related to the day-to-day operation and management of key aspects of the AML/CTF Program as well as supporting the broader regulatory compliance framework.
The AML responsibilities includes leading a team involved in transaction monitoring, watchlist screening, enhanced due diligence and ongoing due diligence processes.
The compliance controls responsibilities will have you and your team involved in a broad variety of duties, including updating and implementing compliance policies and procedures, compliance training, process and control monitoring, and more.As part of a collaborative and supportive global Compliance & Enterprise Risk team, you will work with other Compliance & Risk professionals to ensure accurate compliance records and reporting, provide administrative support, develop shared initiatives and embed and maintain a compliance focused culture across Pepperstone’s global business.
This is a people leader role where you will be managing and leading a small team of analysts who provide support to Pepperstone’s regulated group entities.